September 21, 2022

Journal Article

## Using a surrogate-assisted Bayesian framework to calibrate the runoff-generation scheme in the Energy Exascale Earth System Model (E3SM) v1

## Abstract

Runoff is a critical component of the terrestrial water cycle and Earth System Models (ESMs) are essential tools to study its spatio-temporal variability. Runoff schemes in ESMs typically include many parameters so model calibration is necessary to improve the accuracy of simulated runoff. However, runoff calibration at global scale is challenging because of the high computational cost and the lack of reliable observational datasets. In this study, we calibrated 11 runoff relevant parameters in the Energy Exascale Earth System Model (E3SM) Land Model (ELM) using a surrogate-assisted Bayesian framework. First, the Polynomial Chaos Expansion machinery with Bayesian Compressed Sensing is used to construct computationally inexpensive surrogate models for ELM-simulated runoff at 0.5°×0.5° for 1991-2010. Error metric between the ELM simulations and the benchmark data is selected to construct the surrogates, which facilitates efficient calibration and avoids the more conventional, but challenging, construction of high-dimensional surrogates for the ELM simulated runoff. Second, the Sobol index sensitivity analysis is performed using the surrogate models to identify the most sensitive parameters, and our results show that in most regions ELM-simulated runoff is strongly sensitive to 3 of the 11 uncertain parameters. Third, a Bayesian method is used to infer the optimal values of the most sensitive parameters using an observation-based global runoff dataset as the benchmark. Our results show that model performance is significantly improved with the inferred parameter values. Although the parametric uncertainty of simulated runoff is reduced after the parameter inference, it remains comparable to the multi-model ensemble uncertainty represented by the global hydrological models in ISMIP2a. Additionally, the annual global runoff trend during the simulation period is not well constrained by the inferred parameter values, suggesting the importance of including parametric uncertainty in future runoff projections.*
Published: September 21, 2022*

## Citation

Xu D., G. Bisht, K. Sargsyan, C. Liao, and L. Leung. 2022. Using a surrogate-assisted Bayesian framework to calibrate the runoff-generation scheme in the Energy Exascale Earth System Model (E3SM) v1.*Geoscientific Model Development*15, no. 12:5021-5043. PNNL-SA-174759. doi:10.5194/gmd-15-5021-2022